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Sunday, October 4, 2026The Morning Brief →Sign in
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CFP Board

In PWD coverage since August 19, 2026 · 16+ stories
PWD coverage
RIA

CFP Board sanctions 19 individuals under its Code and Standards

The October 2 notice names one suspended certification and points readers to FINRA and SEC records that may be more current than the board's own listing.
RIA · Oct 1CFP Board elects three directors after naming AI expertise a priority
practice · Sep 28A new Journal of Financial Planning paper asks how clients place themselves among 'the wealthy'
The Close · Sep 24Advisors are answering a 2032 solvency question with emergency funds
practice · Sep 23The rollover memo works best when it says stay put
book · Sep 16A fraud tax fix that lands at the decumulation desk
RIA · Sep 16A 408-17 vote hands advisors an amended-return problem
RIA · Sep 10CFP Board's new scholarship targets the only supply that grows the industry
practice · Sep 8New scholarship targets career changers, the pipeline CFP funding skips
RIA · Sep 2Arax gets a seat on CFP Board's career-changer pipeline
plans · Aug 30The emergency fund has become the retirement plan's binding constraint
advisers · Aug 21CFP Board's rollover guide gives advisers a path and plaintiffs a target
RIA · Aug 19CFP Board's rollover guide turns fiduciary duty into a checklist
policy · Aug 19Employers get a $2,500 tax-free lane into a child's Trump Account
practice · Aug 19CFP pay study: certification pays an 11% premium
RIA · Aug 19July CFP exam draws record turnout; pay premium grows
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