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Monday, September 28, 2026The Morning Brief →Sign in
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Northwestern Mutual

In PWD coverage since September 7, 2026 · 16+ stories
1Deals on our tracker
-8Talent net · 12 months0 in · 8 out
Talent flow · 12 monthsOn the wire →
Net -8 · 0 arrivals · 8 departures
Advisor
Sep 24 · team liftout
Advisor
Sep 21 · team liftout
Advisor
Sep 21 · team liftout
Advisor
Sep 21 · team liftout
Advisor
Sep 21 · team liftout
Rebecca Bast
Sep 9 · team liftout
Arrivals
None tracked.
Departures
Jonathan Groberg
Sep 24 · to LPL Financial
Gardner Brown
Sep 24 · to LPL Financial
Ron Hunt
Sep 24 · to LPL Financial
Brian Lifferth
Sep 24 · to LPL Financial
Gardner Brown
Sep 22 · to LPL
Kevin Spahn
Sep 6 · to OnePoint BFG Wealth Partners
Deal recordFull tracker →
Sep 24, 26Deal announcedJump — coverage
PWD coverage
Data

Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave

PWD logged 351 executive changes and 10 custodian changes in the 30-day window, with leadership seats turning over far more often than client books changed custodians.
The Close · Sep 25The scarce input in consolidation is now the executive bench
Deals & PE · Sep 25Northwestern Mutual set a price for the software layer: 22,000 advisors
RIA · Sep 25Northwestern Mutual rents the AI layer and keeps the record
M&A · Sep 25Deal counts fell 19%; funded buyers carried the week
RIA · Sep 25Jump rents the same AI to rivals; Altruist owns the record
advisor_note · Sep 25Ameriprise’s retention check is now a recruiting benchmark
the_wrap · Sep 25Captrust and LPL are buying whole practices now
Moves · Sep 24Three Panhandle practices boomerang back to LPL
The Close · Sep 22The next RIA premium is integration capacity
Moves · Sep 22LPL's weekly recruiting cadence is now the product
Moves · Sep 22LPL's real prize in Salt Lake City is the bench
Data · Sep 12174 liftouts, 16 breakaways: wealth's unit of trade is now the team
Moves · Sep 11Northwestern Mutual loses $5 billion to OnePoint BFG
Moves · Sep 10OnePoint and Modern are buying channels, not Florida
the_wrap · Sep 7OnePoint BFG strips Northwestern Mutual of 18 advisors and $3 billion
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