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Tuesday, October 20, 2026The Morning Brief →Sign in
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RBC Capital Markets

NEW YORK, NY
CRD: 31194
In network coverage since August 18, 2026 · 7 stories
$310BRegulatory AUMSEC Form ADV · Oct 17
8,781EmployeesForm ADV
-3Talent net · 12 months0 in · 3 out
Regulatory AUM · Aug 22 – Oct 17
Observed recruiting events · 12 monthsOn the wire →
Net -3 · 0 incoming events · 3 outgoing events
Arrivals
None tracked.
Departures
The GEN Group
Oct 15 · to Ameriprise Financial
Chad Lewis
Oct 15 · to Ameriprise Financial
Vantage Axia Wealth
Oct 15 · to Ameriprise Financial
Network coverage
launches

Nasdaq to list three Allspring and two Thrivent ETFs on Oct. 21

The exchange notices name RBC Capital Markets as designated liquidity provider for four of the five funds and Jane Street for the fifth.
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