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Sunday, August 23, 2026The Morning Brief →Sign in

FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF

$43.87+0.46% today
364552-WK

The First Trust SMID Cap Rising Dividend Achievers ETF, seeks investment results that correspond generally to the price and yield (before the Fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend Achievers™ Index (the "Index"). The Fund will normally invest at least 90% of its net assets (including investment borrowings) in securities that comprise the Index. The Index is composed of the securities of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future ("Index Securities"). The Index is designed to provide access to a portfolio of small and mid capitalization income producing securities.

Price & daily flows
44.644.143.643.87DAILY NET FLOWJul 24Aug 4Aug 12Aug 21

SOURCE: MARKET TAPE & DAILY CREATION/REDEMPTION RECORDS · 1M SHOWN

The desk’s read

Flows are quiet — the past month netted out near zero, while the price has returned +13.3% so far this year. At 0.60% a year it is not the cheapest way in — IEFA runs the same ground at 0.07%.

COMPOSED FROM THE FUND’S OWN DAILY RECORDS · UPDATED WITH EACH REFRESH

$5.8Bassets under management
0.60%expense ratio · $60 per $10,000 a year
net flow, trailing month
888Kavg daily volume, 30 days
100holdings · US-domiciled
2023listed October 24, 2023 · beta 0.77
Sector weights
Financial Services32.42%
Financials32.2%
Finance30.25%
Consumer Discretionary21.27%
Industrials19.34%
Consumer Cyclical18.4%
Producer Manufacturing12.8%
Materials9.93%
Energy Minerals9.39%
Consumer Durables9.29%
PORTFOLIO COMPOSITION, LATEST DISCLOSURE
Country weights
United States95.78%
Bermuda2.9%
Switzerland1.02%
India1%
Other0.2%
PORTFOLIO COMPOSITION, LATEST DISCLOSURE
Performance
1 week-1.5%
1 month+1.4%
3 months+5.6%
6 months+3.9%
YTD+13.3%
1 year+15.0%
3 years

PRICE RETURN, DISTRIBUTIONS NOT REINVESTED

Net flows
1 week
1 month
3 months
YTD
1 year

CREATION/REDEMPTION DOLLARS, DAILY RECORDS

The risk read
11%realized volatility, 30 days (annualized)
14%realized volatility, 1 year
-9.5%deepest fall from a peak, 1 year
-2.4%where it sits vs. that peak today

VOLATILITY & DRAWDOWN FROM THE DAILY TAPE · CONCENTRATION FROM THE LATEST DISCLOSED BOOK

Options tape
calls today
puts today
put/call ratio
1.4Mshares traded
The case against SDVY

Due diligence cuts both ways. These funds sit on the same shelf and beat SDVY on at least one dimension that matters — the fee, the asset base, or where the money is going.

FundFeeAssetsFlow, 1MThe case
IJH iShares Core S&P Mid-Cap ETF0.05%$128.4B+$547M-55bp on fee · 22× the assets · +$547M in over the monthHead-to-head
IMCB iShares Morningstar Mid-Cap ETF0.04%$1.7B+$15M-56bp on fee · +$15M in over the monthHead-to-head
DIVB iShares U.S. Dividend and Buyback ETF0.05%$1.9B+$136M-55bp on fee · +$136M in over the monthHead-to-head
VO Vanguard Mid Cap Index Fund0.04%$68.1B-56bp on fee · 12× the assetsHead-to-head
IMCG iShares Morningstar Mid-Cap Growth ETF0.06%$4.2B+$69M-54bp on fee · +$69M in over the monthHead-to-head
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InstrumentsHarvest substitutesTrade cost at $1MClient tearsheetStress this fund
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